Zhao Yanyan

CV

October 2016 - December 2017: Legal Affairs at Beijing Guotaiquntong Investment Holding Co., Ltd.
Responsible for the compliant operation of funds and the filing and archiving of fund documentation. Participated in project investment and post - investment legal due diligence, and completed the signing of investment agreements.
December 2017 - July 2020: Legal and Compliance Officer at Golden Stone 甲子 (Beijing) Investment Fund Management Co., Ltd.
Responsible for daily legal affairs, compliant management of private equity funds, and the submission of various data for compliance. Involved in the compliant operation and maintenance of 6 private fund managers, regulatory liaison, compliance promotion, investor education, etc. Handled the establishment, filing, major changes, and liquidation of more than ten domestic private equity funds. Conducted FATCA&CRS reporting for overseas funds and anti - money - laundering compliance work for overseas investment entities. Participated in relevant audits and internal self - inspections of the group company, and carried out related - party transaction and conflict - of - interest verification. Managed 26 funds with a total scale of approximately 10 billion yuan.
August 2020 - October 2022: Legal Manager at Shenzhen Houde Qianhai Fund Management Co., Ltd.
Responsible for the compliant operation of private equity funds, drafting and reviewing investment agreements related to various investment projects, monitoring post - investment legal risks of projects, and dealing with subsequent rounds of financing, mergers and acquisitions, project exits, litigation, and arbitration.
October 2022 - May 2024: Lawyer at Beijing Yinghe Law Firm
June 2024 - Present: Lawyer at Beijing Haolue Law Firm
Awards

Securities Practice Qualification Certificate
Fund Practice Qualification Certificate
International Certificate in Wealth and Investment Management
Senior Psychological Counselor Certificate
Educational background

Master's degree from Liaoning University